The Securities and Exchange Commission today settled charges with Entergy Corporation for failing to maintain internal accounting controls to ensure that its surplus materials and supplies were ...

The U.S. Securities and Exchange Commission (SEC) drastically reduced its accounting and auditing enforcement activity in fiscal year 2024, the final year of Gary Gensler’s administration, ending two ...

A divided Securities and Exchange Commission voted three to two Wednesday to approve a new rule that would require companies to provide climate-related disclosures to investors, but scaled back the ...

The regulator has said it intends to place greater weight on oversight of firms’ internal quality and control systems.

In this panel from the annual “Securities Enforcement Forum West” event, securities law experts and SEC officials, panelists emphasize the significant repercussions companies face for financial ...

The Round Rock, Texas-based vendor said the company, and Chairman and CEO Michael Dell, have proposed settlements to the SEC that the SEC staff has agreed to recommend. The SEC and a U.S. District ...

Two former executives of trucking company Celadon Group each agreed to pay $50,000 to settle charges levied by the Securities and Exchange Commission (SEC) they engaged in accounting fraud to inflate ...

Hester Pierce, a United States Securities and Exchange Commission commissioner, argued that full transparency should not come at the cost of compromising good-faith efforts. Commissioner Hester Pierce ...

The SEC’s Office of the Chief Accountant (OCA) is accepting applications for Professional Accounting Fellow positions that will begin in the summer of 2024. OCA is seeking candidates who want to ...

Plug Power, a New York-based provider of green hydrogen and hydrogen fuel cell systems, was fined $1.25 million as part of a settlement with the Securities and Exchange Commission (SEC) over alleged ...